SCUTUM

PRIVACY POLICY

SCUTUM | ROC Intelligence

Last updated: May 2026

Version: 1.0


1. General Information

ROC Intelligence ("ROC", "we" or "our"), registered under CNPJ [65.601.795/0001-39], with

headquarters in [Brasília-DF], is the developer and operator of SCUTUM

a confidential artificial intelligence solution for local document processing.

This Privacy Policy describes how we handle personal information in the context of the

SCUTUM institutional website and the SCUTUM application, in compliance with:

SCUTUM is a product of ROC Intelligence. Other ROC Intelligence products and services

have their own specific terms and policies, available through their respective channels.


2. Definitions


3. SCUTUM's Core Principle: Local Processing

SCUTUM was designed with privacy as a technical foundation, not an add-on feature.

This means:

The SCUTUM application does not transmit documents, content or processed data

to external servers.

All natural language processing, document analysis and insight generation occurs

exclusively on the user's device — whether computer or USB drive. Documents loaded

by the user in the application never leave the local environment, unless the user

explicitly opts for the external provider mode (described in section 4.2).

This architecture ensures sensitive data remains under the user's absolute control,

without dependence on cloud infrastructure or third parties for core operations.


4. Data Collected

4.1 Institutional Website Data

The SCUTUM website collects only the information strictly necessary to respond to

contact requests:

Provided directly by the user:

Collected automatically:

4.2 SCUTUM Application Data

Local mode (default):

The application does not collect, store or transmit any personal data or documents

to external systems. All processing occurs on the user's device.

External Provider Mode (optional, activated by the user):

SCUTUM optionally allows connection to external AI providers via API — such as

Anthropic, Google, Mistral, and others supported in the version in use. When this

mode is activated, the text of documents selected by the user is transmitted to

the chosen provider for processing. ROC Intelligence does not store this data in its systems.

The user configures their preferred provider and enters their own API key, maintaining

direct control over which external service is used.

Transmission is based on the user's explicit consent (Art. 7, I, LGPD), obtained

at the time of activating the external mode. For compliance with Art. 33 of the LGPD,

which requires a legal basis for international data transfers, ROC Intelligence adopts:

available on each provider's website

The list of supported external providers is available in the application documentation

and may be updated with each new version of SCUTUM.

ROC Intelligence recommends that documents subject to professional secrecy, judicial

confidentiality or legal obligations of confidentiality be processed exclusively in local mode.

License data (future phase):

When license verification is implemented, minimum activation data (device identifier,

license key) may be verified against our servers. This policy will be updated prior

to implementation of this feature.

4.3 Data NOT Collected

However, the user may upload documents containing sensitive data (e.g., health data,

racial origin, political beliefs, biometric data of third parties). In such cases, in local mode:

The user is responsible for ensuring they have an adequate legal basis to process

third-party sensitive data (e.g., explicit consent of the data subject, pursuant to Art. 11, I, LGPD).

In cases of technical support involving documents with sensitive data, ROC Intelligence

requires prior written authorization from the user, limits access to strictly necessary

personnel and deletes the data immediately after resolution.


5. Purposes of Processing

a) Contract Performance and Pre-Contract:

b) Legitimate Interests of ROC Intelligence:

c) Compliance with Legal Obligations:

d) Consent (when applicable):

Consent is obtained through:

Consent may be revoked at any time:


6. Data Sharing

6.1 Service Providers

ROC Intelligence may share data with providers that support website operations,

such as hosting, transactional email and access analysis, always under contracts

that impose equivalent data protection obligations.

6.2 Public Authorities

Data may be shared pursuant to a court order, legal request from a competent

authority, or to comply with a legal obligation.

6.3 Other ROC Intelligence Products

In the context of a future integration of SCUTUM into the ROC Intelligence platform,

customer data may be shared internally to enable integrated features, always with

an adequate legal basis and prior notice to the data subject.

6.4 Applicable Protections

All providers and partners are subject to contracts requiring:


7. Information Security

7.1 Technical Measures

In the SCUTUM application:

In website infrastructure:

7.2 Reference Frameworks

7.3 Data Retention

| Data Type | Retention Period | Justification |

|---|---|---|

| Name, email, title, company | 12 months after last contact | Support and commercial follow-up |

| Contact message content | 12 months after last contact | Service history |

| Website access logs (IP, browser) | 90 days | Security and incident analysis |

| Analytical cookies | 12 months | Usage pattern analysis |

| License data (future phase) | License duration + 12 months | Tax compliance and audit |

Data is automatically deleted upon expiry of the above periods or immediately upon

request by the data subject, unless a legal retention obligation applies (e.g., tax

obligations requiring 5-year retention).


8. Data Subject Rights (LGPD)

Pursuant to Arts. 17 and 18 of the LGPD, the data subject has the right to:

How to exercise your rights:


9. Artificial Intelligence

9.1 AI in the SCUTUM Application

The language models used by SCUTUM (Qwen2.5-7B-Instruct, Phi-3.5-mini and,

optionally, models from external providers configured by the user) process documents

provided by the user to generate analyses and responses. In local mode, this processing

occurs entirely on the device and does not involve automated decisions about the user —

only about the content of documents the user chose to analyze.

9.2 Transparency and Oversight

ROC Intelligence maintains human oversight over the development and updating of

models used in SCUTUM, with periodic evaluations of performance, bias and ethical suitability.

9.3 Compliance


10. Cookies

The SCUTUM website uses:

The user can manage cookies through their browser settings.


11. Security Incidents

In the event of an incident that may pose a material risk to data subjects:

Incident management officer: DPO (contato@rocintelligence.com)

Reporting channel: contato@rocintelligence.com


12. DPO — Data Protection Officer

Name: [DPO of ROC Intelligence]

Email: contato@rocintelligence.com

Responsible for receiving data subject complaints, guiding the team and maintaining

communication with the ANPD.


13. Changes to this Policy

Changes will be communicated by notice on the website and/or by email to customers,

with at least 15 days' advance notice for material changes.

History:


14. Governing Law and Jurisdiction

Applicable law: Federative Republic of Brazil

Jurisdiction: [City/Headquarters of ROC Intelligence], [State]


15. Contact

ROC Intelligence

CNPJ: [65.601.795/0001-39]

Address: [Q CRS 516 BLOCO B, Nr 69, ASA SUL, BRASILIA - DF, CEP 70.381-525]

Privacy & Data: contato@rocintelligence.com

General contact: contato@rocintelligence.com


CONSENT

By using the SCUTUM website, the user declares having read and understood this Privacy

Policy and agrees to the data processing described herein, in accordance with the LGPD.


LEGISLATIVE REFERENCES


Document: May 2026

Next review: November 2026 or upon integration with the ROC Intelligence platform

Officer: CISO/DPO ROC Intelligence

© 2026 ROC Intelligence. SCUTUM is a registered product of ROC Intelligence.

CRPC Process No.: BR512025005233-2